Mifid

Guidelines on certain aspects of the MiFID compliance ...

ESMA • 103 rue de Grenelle • 75007 Paris • France • Tel. +33 (0) 1 58 36 43 21 • www.esma.europa.eu . Responding to this consultation paper

www.esma.europa.eu

A consumer's guide to MiFID

Contents What is MiFID and how does it affect you? 3 Part 1: Before Investing 5 1.1 Which kind of client are you? 5 1.2 What services might you receive? 6 1.3 What information will you receive before investing? 9 Part 2: During and after the Investment 10 2.1 What happens when you give an order ...

www.cnmv.es

Pre-trade and execution services under MiFID

Pre-trade and execution services under MiFID LEADING SOLUTIONS FOR A PAN-EUROPEAN MARKET

www.londonstockexchange.com

The Impact of MiFID on Cross-Border MTFs for Professionals

The Impact of MiFID on Cross-Border MTFs for Professionals The purpose of this article is to examine whether regulatory changes under the Markets in Financial Instruments Directive 2004/39/EC ("MiFID") will contribute to the removal or reduction of regulatory barriers to the expansion and ...

www.morganlewis.com

MiFID Briefing Note FINAL Jun07

- 1 - BRIEFING NOTE - June 2007 UK Implementation of the Markets in Financial Instruments Directive (MiFID): Impact on share plan administrators 1. Background 1.1 The Markets in Financial Instruments Directive (MiFID) is an overhaul of the existing legislation covering the provision of ...

www.ifsproshare.org

MiFID: the (in)famous European Directive?

EDHEC RISK AND ASSET MANAGEMENT RESEARCH CENTRE 393-400 promenade des Anglais 06202 Nice Cedex 3 Tel.: +33 (0)4 93 18 78 24 Fax: +33 (0)4 93 18 78 41 E-mail: [email protected] Web: www.edhec-risk.com MiFID: the (in)famous European Directive?

www.edhec-risk.com

MiFID ACCOUNT OPENING FORM – NATURAL PE RSON - N TI TLE ...

applicant information ti: tle: name: surname: i.d./passport number: nationality: place of birth: date of birth: passport details country of issue:

www.atlanticfs.com

Review of the Markets in Financial Instruments Directive (MiFID)

1 2 Febuary 2011 European Commission public consultation Review of the Markets in Financial Instruments Directive (MiFID) Euroclear / Xtrakter Response Euroclear is pleased to be given the opportunity to offer its views on the European Commission consultation on the revision of the Markets in ...

www.euroclear.com

PUBLICATION AND CONSOLIDATION OF MiFID MARKET TRANSPARENCY DATA

- 2 - 1. EXECUTIVE SUMMARY Introduction 1.1 The Directive 2004/39/EC on Markets in Financial Instruments (MiFID) was adopted by the European Parliament and Council on 21 April 2004 (OJ L145/1 of 30 April 2004).

www.amf-france.org

MiFID - FREQUENTLY ASKED QUESTIONS

1.11.2007 1 (5) MiFID - FREQUENTLY ASKED QUESTIONS 1. What is MiFID and what are its objectives? MiFID is an acronym for the Markets in Financial Instruments Directive (2004/39/EY).

www.evli.com

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