Mifid

A Changing Landscape: The MiFID II Legislative Proposal

FINANCIAL INSTITUTIONS ADVISORY & FINANCIAL REGULATORY CLIENT PUBLICATION 20 October 2011..... A Changing Landscape ...

www.shearman.com

MiFID - Frequently Asked Questions

Merchant & Private Banking MiFID - Frequently Asked Questions This list of Questions & Answers aims at providing comprehensive information on the MIFID directive.

cpb.bnpparibasfortis.be

Markets in Financial Instruments Directive ("MiFID") and the ...

Markets in Financial Instruments Directive ("MiFID") and the impact on financial promotions. Finance & Credit Law Introduction MiFID took effect in the UK on 1 st November 2007.

www.howardkennedy.com

'MiFID Review: What is Next for European Capital Markets? '

Latest Version: 11 May 2010 1 Proposal for a Task Force on 'MiFID Review: What is Next for European Capital Markets?Introduction

www.eurocapitalmarkets.org

ECMI Policy Brief

2 | Casey & Lannoo MiFID leads to a higher degree of harmonisation for investment services and securities transactions in the EU, by extending the reach of services and products covered as compared to the Investment Services Directive (ISD), and by imposing more detailed performance rules on ...

www.hacsa.gr

Document process management solutions for MiFID compliance

Adobe Technical White Paper produced in conjunction with Equiduct Document process management solutions for MiFID compliance Adobe technology provides document process management solutions, enabling investment firms to meet new European Union financial regulations The European Commission's ...

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Guidance Note Client Categorisation

Guidance Note Client Categorisation 3 1 Introduction The Markets in Financial Instruments Directive (MiFID) came into effect on 01 November 2007, when it replaced the Investment Services Directive (ISD).

www.fsc.gi

eaCG response to CESR MiFID CC 19 07 10 v1 1

CONSULTATION PAPER: CESR Technical Advice to the European Commission in the context of the MiFID Review - Client Categorisation eaCG response to CESR MiFID CC 19 07 10 v1 1

www.eacg.asia

Bank of the Future – MiFid consultation overview

The European Commission's MiFID consultation seeks stakeholders' views on the Commission's new legislative proposals Bank of the Future – MiFid consultation overview

www.freshfields.com

EUROPEAN COMMISSION’S PUBLIC CONSULTATION ON REVIEW OF ...

european commission's public consultation on the review of the mifid - eurosystem contribution european commission’s public consultation on review of mifid – eurosystem contribution

www.ecb.int

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