Mifid

REGULATION OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL

EN 2 EN EXPLANATORY MEMORANDUM 1. CONTEXT OF THE PROPOSAL The Markets in Financial Instruments Directive (MiFID), in force since November 2007, is a core pillar in EU financial market integration.

ec.europa.eu

DIRECTIVE OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL

EN 1 EN EXPLANATORY MEMORANDUM 1. C ONTEXT OF THE P ROPOSAL The Markets in Financial Instruments Directive (MiFID), in force since November 2007, is a core pillar in EU financial market integration.

ec.europa.eu

Planning for MiFID

MiFID - the Markets in Financial Instruments Directive - is likely to apply from 1 November 2007. Its implementation will significantly alter financial services regulation in the UK, how firms operate their businesses and the way they interact with their customers.

www.fsa.gov.uk

UK-#1066478-v14-MiFID Connect - Investment Research Guidel…

UK/1066478/14 Office/OFFICE CLIFFORD CHANCE LLP GUIDELINE ON THE APPLICATION OF THE INVESTMENT RESEARCH REQUIREMENTS UNDER THE FSA RULES IMPLEMENTING MIFID IN THE UK This Guideline does not purport to be a definitive guide, but is instead a non-exhaustive statement of the measures that firms ...

www.mifidconnect.org

What is MiFID

What is MiFID? The Markets in Financial Instruments Directive (MiFID) is a key component of the European Commission's Financial Services Action Plan, which was launched in May 1999.

www.euronext.com

Implementing MiFID’s Client Categorisation requirements

Overview 1 Financial Services Authority1 1 Directive 2004/39/EC of 21 April 2004 ('MiFID Level 1'). MiFID will replace the Investment Services Directive (ISD) (Directive 93/22/EEC).

www.fsa.gov.uk

MiFID Connect issues guidance on suitability checks

C:\Documents and Settings\hanne.christensen\Local Settings\Temporary Internet Files\OLK60\BBA01-#293977-v1-MiFID_Connect_suitability_guide_PN (2).DOC 10 August 2007 Secretariat: British Bankers' Association (BBA) Pinners Hall, 105-108 Old Broad Street, London EC2N 1EX BBA Contacts: Michael McKee ...

www.mifidconnect.org

MiFID: customer classification, suitability and ...

1 MiFID: customer classification, suitability and appropriateness Freshfields Bruckhaus Deringer, April 2006 Introduction The Markets in Financial Instruments Directive ( MiFID ) will make a number ofchanges to the current Financial Services Authority ( FSA ) client classification system that ...

www.freshfields.com

Markets in Financial Instruments Directive (MiFID)

MiFID the Markets in Financial Instruments Directive Who does it impact? The table below shows the key impacted areas. Business Highest impact areas Investment banks/broker dealers Pre-trade transparency, client classifi cation Portfolio managers Client classifi cation, best execution ...

www.pwc.lu

Newedge MiFID overview February 2011

MiFID overview - 1 - Disclaimer: This document is addressed to you for your own information. The copying, reproduction, distribution and passing to third parties of this document, either in whole or in part, by whatever means, is prohibited.

newedge2009.com

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